Policies – Frontline Stock Brokers Private Ltd

• Policy for Handling of Good Till Cancelled Orders
• Policy on Unauthenticated News
• Policy on Treatment of Inactive Clients
• Policy on PMLA
• Policy on Insider Trading
• Policy on Investor Complaint Redressal Mechanism
• Policy on Client Code Modification
• Polciy on Risk Management & Surveillance
• Policy for Securities Operation and Risk Management (SORM)
• Polciy on Internal Controls
• Policy for Pre-funded Instruments
• Conflict of Interests